Xuesi Zhao
趙學思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuesi Zhao (趙學思), a licensed former licensee with CE reference BRG456. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2025-09-11 | 2025-11-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2021-06-02 | 2025-11-15 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-06-02 | 2025-11-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | 2021-06-02 | 2025-11-15 |