Ju Li

李菊
CE No. BRG416 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ju Li (李菊), a licensed former licensee with CE reference BRG416. This person has 3.5 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
Rep Type 4 - Advising on securities 2022-06-13 2024-12-19
Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
Rep Type 9 - Asset management 2022-06-13 2024-12-19
Altive Limited
Rep Type 4 - Advising on securities 2021-06-16 2022-06-05
Altive Limited
Rep Type 9 - Asset management 2021-06-16 2022-06-05

Worked alongside

The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Ju Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ki Sum Cheng Altive Limited 2021–2022
Sing Tat Wong Altive Limited 2021–2022
Sze Yan Abby Mak Altive Limited 2021–2022
Derek Tak Wai Lam Altive Limited 2021–2022
Sze Ching Choy Altive Limited 2021–2022
Ngar Man Ho Altive Limited 2021–2022
Michael Cheuk Kin Kwan Altive Limited 2021–2022
Po Han Hsu Altive Limited 2021–2022
Chin Pang Liu Altive Limited 2021–2022
Ho Yin Wong Altive Limited 2021–2022
Hongyu Fu Altive Limited 2021–2022
Pui Ling Siao Altive Limited 2021
Johnny Chun Lin Chan Altive Limited 2021
Yan Ting Leung Altive Limited 2021–2022
Hiu Tung Leung Altive Limited 2022
Henry Him Wai Lee Altive Limited 2022
Chi On Charlie Yip Altive Limited 2022
Michael Ho-Yeung Wong Altive Limited 2022

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