Chun Yiu Lee
李晉曜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Yiu Lee (李晉曜), CE reference BRA744. Currently licensed at 1 firm(s): BOCI-Prudential Asset Management Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-10 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-10 | present |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-13 | 2024-04-12 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-13 | 2024-04-12 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-27 | 2021-11-12 |