Guoyuan Wu
吳國源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guoyuan Wu (吳國源), a licensed Representative with CE reference BQV487. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Active regulated activities: Type 6 - Advising on corporate finance. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-10-23 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2022-06-22 | 2024-05-28 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-08 | 2022-04-04 |