Di Shang
尚迪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Di Shang (尚迪), a licensed former licensee with CE reference BQT573. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2022-07-18 | 2023-10-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2022-07-18 | 2023-10-31 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-02-11 | 2022-06-23 |