Zhuolin Liu
劉卓琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhuolin Liu (劉卓琳), CE reference BQS941. Currently licensed at 2 firm(s): BOCI Securities Limited, BOCI Research Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-12-09 | present |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2025-05-30 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2022-08-10 | 2025-03-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2022-08-10 | 2025-03-08 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-09 | 2022-07-21 |