Kai-Wen Cheng
鄭凱文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai-Wen Cheng (鄭凱文), a licensed former licensee with CE reference BQQ225. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2021-01-13 | 2024-08-02 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2021-01-13 | 2024-08-02 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2021-01-13 | 2024-08-02 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2021-01-13 | 2024-08-02 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2021-01-13 | 2024-08-02 |