Lok Man Tsui
徐洛文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Man Tsui (徐洛文), a licensed former licensee with CE reference BQP109. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-03-15 | 2024-08-01 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-03-15 | 2024-08-01 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-03-15 | 2024-08-01 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-03-15 | 2024-08-01 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2024-03-15 | 2024-08-01 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2024-03-15 | 2024-08-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-17 | 2022-10-31 |