Diao Zhou
周琱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Diao Zhou (周琱), a licensed former licensee with CE reference BQN680. This person has 3.5 years of SFC licence history. Total licence records on file: 5.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-02-24 | 2026-05-16 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-02-24 | 2026-05-16 |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-09 | 2023-04-12 |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-19 | 2023-04-12 |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-01-19 | 2023-04-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Diao Zhou during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.