Howard Lok Ho Suen
孫樂豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Howard Lok Ho Suen (孫樂豪), a licensed former licensee with CE reference BQG764. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2022-03-18 | 2025-02-07 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2021-08-12 | 2022-03-11 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-10-22 | 2022-03-11 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-10-22 | 2022-03-11 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-10-22 | 2022-03-11 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2020-10-22 | 2022-03-11 |