Chen (SFC:BQG406) Chen
陳宸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:BQG406) Chen (陳宸), a licensed former licensee with CE reference BQG406. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-13 | 2025-03-07 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-13 | 2025-03-07 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-12-13 | 2025-03-07 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-12 | 2021-11-13 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-10-12 | 2021-11-13 |