Tao (SFC:BQF980) Li
李陶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao (SFC:BQF980) Li (李陶), a licensed former licensee with CE reference BQF980. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-12 | 2025-06-30 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-12 | 2025-06-30 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-12 | 2021-07-23 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-10-12 | 2025-06-30 |