Lok Kwan Leung
梁樂君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Kwan Leung (梁樂君), a licensed former licensee with CE reference BQC222. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2021-07-16 | 2023-12-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2021-07-15 | 2023-12-30 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2020-09-15 | 2021-06-17 |