Kim Man Penter Lau
劉劍文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Man Penter Lau (劉劍文), a licensed former licensee with CE reference BPX937. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-07-20 | 2023-01-18 |
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-07-20 | 2023-01-18 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-31 | 2023-01-18 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-31 | 2023-01-18 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-12 | 2021-05-12 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-12 | 2021-05-12 |