Xin Nie
聶欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin Nie (聶欣), CE reference BPX773. Currently licensed at 1 firm(s): Huafu International Securities Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huafu International Securities Limited 華福國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-07-11 | present |
| Huafu International Securities Limited 華福國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-07-11 | present |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-05-30 | 2025-06-19 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-25 | 2025-06-19 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-25 | 2025-06-19 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-08 | 2020-10-12 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-08 | 2020-10-12 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-08 | 2020-10-12 |