Zhuo Zeng
曾琢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhuo Zeng (曾琢), a licensed Representative with CE reference BPW929. Currently licensed at 1 firm(s): WFM Asia (HK) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WFM Asia (HK) Limited | Rep | Type 4 - Advising on securities | 2024-09-30 | present |
| WFM Asia (HK) Limited | Rep | Type 9 - Asset management | 2024-09-30 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2020-08-03 | 2021-07-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2020-08-03 | 2021-07-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2020-08-03 | 2021-07-20 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2020-08-03 | 2021-07-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2020-08-03 | 2021-07-20 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2020-08-03 | 2021-07-20 |