Jonathan James Stevenson Moorhead
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan James Stevenson Moorhead ( ), a licensed former licensee with CE reference BPW741. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-04-14 | 2023-04-22 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-04-14 | 2023-04-22 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2020-07-15 | 2022-06-30 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2020-07-15 | 2022-06-30 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2020-07-15 | 2022-06-30 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2020-07-15 | 2022-06-30 |