Jingxian Tao
陶靜嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jingxian Tao (陶靜嫻), a licensed former licensee with CE reference BPT271. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2022-09-27 | 2025-03-07 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2022-09-27 | 2025-03-07 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2022-09-27 | 2025-03-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2020-06-12 | 2021-07-24 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2020-06-12 | 2021-07-24 |