Yuxiao Shang
尚雨瀟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuxiao Shang (尚雨瀟), a licensed Representative with CE reference BPL954. Currently licensed at 1 firm(s): Goldman Sachs (Asia) L.L.C.. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2021-07-09 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2021-07-09 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-30 | 2021-05-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-03-30 | 2021-05-10 |