Han (SFC:BPL438) Chen
陳涵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Han (SFC:BPL438) Chen (陳涵), CE reference BPL438. Currently licensed at 1 firm(s): ICBC UBS Asset Management (International) Company Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-07 | present |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 9 — Asset management | 2020-04-07 | present |