Kaishun Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaishun Liu ( ), a licensed former licensee with CE reference BPJ391. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-20 | 2022-06-06 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-20 | 2022-06-06 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 4 - Advising on securities | 2020-01-20 | 2022-06-06 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-01-20 | 2022-06-06 |