Derek Yiu Chung Wan
温耀聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Yiu Chung Wan (温耀聰), a licensed former licensee with CE reference BPE467. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-09-19 | 2024-05-02 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-09-19 | 2024-05-02 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-10 | 2023-06-23 |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2019-11-25 | 2020-08-27 |