Xin Sui
隋新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin Sui (隋新), a licensed former licensee with CE reference BPD457. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-11-18 | 2021-03-19 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2019-11-18 | 2021-03-19 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2019-11-18 | 2021-03-19 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2019-11-18 | 2021-03-19 |