Liujun Liu
劉柳君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liujun Liu (劉柳君), a licensed Representative with CE reference BPA409. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-05-26 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2021-05-26 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2021-05-26 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-05-26 | 2024-03-04 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2021-05-26 | 2024-03-04 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2021-05-26 | 2024-03-04 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-14 | 2021-05-21 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-09-14 | 2021-05-21 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-09-14 | 2021-05-21 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-03 | 2020-05-19 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-03 | 2020-05-19 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-12-03 | 2020-05-19 |