Samuel Sek Wei Chan
陳惜偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Sek Wei Chan (陳惜偉), CE reference BOZ713. Currently licensed at 2 firm(s): Merdeka Investment Management Limited, Merdeka Corporate Finance Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merdeka Investment Management Limited 領智投資管理有限公司 |
RO | Type 4 — Advising on securities | 2025-11-28 | present |
| Merdeka Corporate Finance Limited 領智企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-11-28 | present |
| Merdeka Investment Management Limited 領智投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-10-27 | 2025-11-28 |
| Merdeka Corporate Finance Limited 領智企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-10-27 | 2025-11-28 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-02-27 | 2025-01-14 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-02-27 | 2025-01-14 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-02-27 | 2025-01-14 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-05-14 | 2024-02-27 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-28 | 2024-02-27 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-28 | 2024-02-27 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-30 | 2021-02-17 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-30 | 2021-02-17 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-30 | 2021-02-17 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-30 | 2021-02-17 |