Him Chun Lau
劉謙進
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Him Chun Lau (劉謙進), a licensed former licensee with CE reference BOU485. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-08 | 2023-07-18 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-08 | 2023-07-18 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-09-08 | 2023-07-18 |
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-11-04 | 2020-01-02 |