Him Chun Lau
劉謙進
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Him Chun Lau (劉謙進), a licensed former licensee with CE reference BOU485. This person has 2.0 years of SFC licence history. Total licence records on file: 4.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-08 | 2023-07-18 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-08 | 2023-07-18 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-09-08 | 2023-07-18 |
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-11-04 | 2020-01-02 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Him Chun Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jeff Yeung | KPMG Corporate Finance Limited | 2019–2020 |
| Lok Sing Yeung | KPMG Corporate Finance Limited | 2019–2020 |
| Rupert Joseph Chamberlain | KPMG Corporate Finance Limited | 2019–2020 |
| Warren Peter Phillips | KPMG Corporate Finance Limited | 2019–2020 |
| Yan Sze | KPMG Corporate Finance Limited | 2019–2020 |
| Yu Hin Lau | KPMG Corporate Finance Limited | 2019–2020 |
| Crispin Tam | KPMG Corporate Finance Limited | 2019–2020 |