Tianyi Shao
邵天一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tianyi Shao (邵天一), a licensed former licensee with CE reference BOU086. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-06 | 2021-08-25 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-13 | 2021-08-25 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-13 | 2020-05-06 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-09-13 | 2021-08-25 |