Wai Yin (SFC:BOT815) Chan
陳慧賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yin (SFC:BOT815) Chan (陳慧賢), a licensed former licensee with CE reference BOT815. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-24 | 2023-05-04 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-24 | 2023-05-04 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-16 | 2021-07-22 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-16 | 2021-07-22 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-12-16 | 2021-07-22 |