Frank Chang Pu
普傳義
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Chang Pu (普傳義), a licensed former licensee with CE reference BOT378. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-11-03 | 2025-02-27 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-11-03 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2021-11-03 | 2025-02-27 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2021-11-03 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2021-11-03 | 2025-02-27 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2021-11-03 | 2024-02-26 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-09 | 2021-03-11 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-09-09 | 2021-03-11 |