Francesco Lavatelli
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francesco Lavatelli, a licensed former licensee with CE reference BOT058. This person has 2.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 - Dealing in securities | 2021-01-22 | 2022-05-19 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 - Advising on securities | 2021-01-22 | 2022-05-19 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 - Advising on corporate finance | 2021-01-22 | 2022-05-19 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2020-07-10 | 2020-11-23 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2020-07-10 | 2020-11-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2019-09-12 | 2020-07-10 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2019-09-12 | 2020-07-10 |