Francesco Lavatelli
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francesco Lavatelli ( ), a licensed former licensee with CE reference BOT058. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2021-01-22 | 2022-05-19 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2021-01-22 | 2022-05-19 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 — Advising on corporate finance | 2021-01-22 | 2022-05-19 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2020-07-10 | 2020-11-23 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2020-07-10 | 2020-11-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2019-09-12 | 2020-07-10 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2019-09-12 | 2020-07-10 |