Ruoxi Sun
孫若溪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruoxi Sun (孫若溪), a licensed former licensee with CE reference BOS891. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2019-08-28 | 2022-05-04 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-28 | 2022-05-04 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-08-28 | 2022-05-04 |