Qian Luo
羅茜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qian Luo (羅茜), a licensed former licensee with CE reference BOS552. This person has 6.8 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Report incorrect info
Reported - thank you
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2021-07-05 | 2026-07-21 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2021-07-05 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2021-07-05 | 2026-07-21 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2021-07-05 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-06-09 | 2026-07-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-06-09 | 2024-02-26 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2019-08-23 | 2021-04-17 |