Yu (SFC:BOS198) Cao
曹裕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:BOS198) Cao (曹裕), CE reference BOS198. Currently licensed at 1 firm(s): HTF Securities Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HTF Securities Limited 瑞豐國際證券有限公司 |
RO | Type 4 — Advising on securities | 2025-07-02 | present |
| HTF Securities Limited 瑞豐國際證券有限公司 |
RO | Type 9 — Asset management | 2025-07-02 | present |
| HTF Securities Limited 瑞豐國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-06-10 | present |
| Roofer Securities Limited 路華證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-04-10 | 2025-03-27 |
| Roofer Asset Management Limited 路華資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-10-19 | 2025-03-27 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-11 | 2024-04-10 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-11 | 2025-03-27 |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-06 | 2023-07-01 |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-06 | 2023-07-01 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-30 | 2022-09-05 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-30 | 2022-09-05 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
Rep | Type 9 — Asset management | 2019-08-30 | 2022-09-05 |