Yi (SFC:BOR941) Lu
路易
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:BOR941) Lu (路易), a licensed former licensee with CE reference BOR941. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2022-07-07 | 2024-10-04 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-28 | 2022-05-11 |