Yang (SFC:BOQ086) Chen
陈阳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BOQ086) Chen (陈阳), CE reference BOQ086. Currently licensed at 1 firm(s): China Merchants Securities (HK) Co., Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-08-29 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-04-16 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-04-16 | 2025-08-29 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-03 | 2024-11-20 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-03 | 2024-11-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2019-08-08 | 2021-07-05 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2019-08-08 | 2021-07-05 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2019-08-08 | 2021-07-05 |