Li (SFC:BOQ080) Chen
陳立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:BOQ080) Chen (陳立), CE reference BOQ080. Currently licensed at 1 firm(s): Trivest Advisors Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Trivest Advisors Limited | Rep | Type 9 — Asset management | 2022-07-20 | present |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-29 | 2020-10-12 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-29 | 2020-10-12 |