Ka Shing Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Shing Kwok (郭家誠), a licensed Representative with CE reference BOP314. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 6.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-29 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-09-29 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-09-29 | present |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-06 | 2020-09-27 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-08-06 | 2020-09-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Shing Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.