Ka Shing Kwok
郭家誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Shing Kwok (郭家誠), a licensed Representative with CE reference BOP314. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-29 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-09-29 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-29 | present |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-06 | 2020-09-27 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-08-06 | 2020-09-27 |