Xiao (SFC:BOO400) Han
韓笑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao (SFC:BOO400) Han (韓笑), CE reference BOO400. Currently licensed at 1 firm(s): Opus Capital Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2025-11-03 | present |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-09-21 | present |
| UZen Securities Limited 眾宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-24 | 2024-11-15 |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-21 | 2022-12-10 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-04 | 2019-09-14 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-07-04 | 2019-09-14 |