Xin (SFC:BON648) Li
李昕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin (SFC:BON648) Li (李昕), a licensed former licensee with CE reference BON648. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-02 | 2024-03-22 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-14 | 2021-05-14 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-27 | 2020-05-19 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-27 | 2020-05-19 |