Xin Li
李昕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin Li (李昕), a licensed former licensee with CE reference BON648. This person has 4.5 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-02 | 2024-03-22 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-14 | 2021-05-14 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-27 | 2020-05-19 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-27 | 2020-05-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xin Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.