Yi (SFC:BOL641) Xie
謝溢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:BOL641) Xie (謝溢), a licensed former licensee with CE reference BOL641. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2019-09-13 | 2020-06-06 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2019-09-13 | 2020-06-06 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-06-17 | 2020-06-06 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2019-06-17 | 2020-06-06 |