Min (SFC:BOK369) Chen
陳敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Min (SFC:BOK369) Chen (陳敏), CE reference BOK369. Currently licensed at 3 firm(s): China International Capital Corporation Hong Kong Securities Limited, China International Capital Corporation Hong Kong Futures Limited, China International Capital Corporation Hong Kong Asset Management Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-06-26 | present |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-06-26 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-06-26 | present |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2025-06-26 | present |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-06-26 | present |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-17 | 2025-05-23 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-17 | 2025-05-23 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-07-17 | 2025-05-23 |
| BANDS Financial Limited 磐石金融有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-05-30 | 2021-08-18 |