Alyssa Kai Wing Lee
李佳咏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alyssa Kai Wing Lee (李佳咏), a licensed former licensee with CE reference BOH364. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2020-07-02 | 2021-07-24 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2020-07-02 | 2021-07-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2019-05-02 | 2020-05-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2019-05-02 | 2020-05-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2019-05-02 | 2020-05-15 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2019-05-02 | 2020-05-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2019-05-02 | 2020-05-15 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2019-05-02 | 2020-05-15 |