Hui (SFC:BOG884) Liu
劉滙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui (SFC:BOG884) Liu (劉滙), a licensed former licensee with CE reference BOG884. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-08-04 | 2024-12-31 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-08-04 | 2024-12-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-24 | 2022-11-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-05-24 | 2022-11-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2019-04-23 | 2021-03-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2019-04-23 | 2021-03-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2019-04-23 | 2021-03-19 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2019-04-23 | 2021-03-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2019-04-23 | 2021-03-19 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2019-04-23 | 2021-03-19 |