Purvi Jain
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Purvi Jain ( ), a licensed former licensee with CE reference BOG860. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-26 | 2023-04-28 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-04-26 | 2023-04-28 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-09 | 2021-02-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-04-09 | 2021-02-04 |