Wen (SFC:BOF580) Chen
陳雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen (SFC:BOF580) Chen (陳雯), a licensed former licensee with CE reference BOF580. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-05 | 2023-04-25 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2021-11-05 | 2023-04-25 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-11-05 | 2023-04-25 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-11-04 | 2021-10-15 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-11-04 | 2021-10-15 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-22 | 2021-10-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-22 | 2021-10-15 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-02 | 2019-09-28 |