Lucy Jing Huang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lucy Jing Huang ( ), a licensed former licensee with CE reference BOE897. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-01-23 | 2024-01-26 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-01-27 | 2023-02-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2019-03-15 | 2019-03-19 |