Sanjay Bharat Shah
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sanjay Bharat Shah ( ), a licensed former licensee with CE reference BOE770. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-07-26 | 2023-08-11 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-07-26 | 2023-08-11 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-07-26 | 2023-08-11 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-07-26 | 2023-08-11 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-03-07 | 2022-07-29 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-03-07 | 2022-07-29 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-03-07 | 2022-07-29 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2019-03-07 | 2022-07-29 |