Yan (SFC:BOC521) Yu
喻言
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:BOC521) Yu (喻言), a licensed former licensee with CE reference BOC521. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2022-01-21 | 2026-03-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-18 | 2026-03-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2022-01-18 | 2026-03-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2022-01-18 | 2026-03-04 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2021-02-02 | 2021-11-05 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2021-02-02 | 2021-11-05 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2021-02-02 | 2021-11-05 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-02-25 | 2021-11-05 |