Peng (SFC:BOA529) Li
李鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng (SFC:BOA529) Li (李鵬), CE reference BOA529. Currently licensed at 3 firm(s): CCB International Asset Management Limited, CCB International Capital Limited, CCB International Securities Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2025-05-16 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2025-05-16 | present |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-05-16 | present |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-05-13 | present |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-30 | 2025-05-13 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2022-11-30 | 2025-05-16 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-14 | 2022-11-30 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-14 | 2022-11-30 |